Location
toronto
Job Type
Full-time
Posted
June 08, 2026
Job Description
Enhance regulatory compliance at TD Asset Management as an Analyst in Toronto. This role focuses on governance oversight and adherence to investment fund regulations within a renowned financial institution.
As part of the Regulatory & Policy Governance group, you will report to the Managing Director and support various committee activities. The successful candidate will possess at least 2 years of experience in compliance or regulatory roles, with excellent communication and detail-oriented skills.
Key Responsibilities:
• Support policy governance and committee reporting
• Track compliance procedures and document key controls
• Facilitate audit coordination and documentation
• Establish strong relationships with compliance and legal teams
• Monitor conflicts of interest matters
Requirements:
• 2+ years experience in compliance or regulatory sectors
• Preferred university degree/diploma
• Proficient i...
As part of the Regulatory & Policy Governance group, you will report to the Managing Director and support various committee activities. The successful candidate will possess at least 2 years of experience in compliance or regulatory roles, with excellent communication and detail-oriented skills.
Key Responsibilities:
• Support policy governance and committee reporting
• Track compliance procedures and document key controls
• Facilitate audit coordination and documentation
• Establish strong relationships with compliance and legal teams
• Monitor conflicts of interest matters
Requirements:
• 2+ years experience in compliance or regulatory sectors
• Preferred university degree/diploma
• Proficient i...
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