Compliance Analyst Needed at Wellington-Altus

Advance your career as a Compliance Analyst with Wellington-Altus in Winnipeg, Toronto, Burlington, or Vancouver. This role focuses on ensuring compliance with regulatory standards and supporting the advisory teams.
Reporting to the AVP, Compliance, you will play a crucial role in the compliance framework for Wellington-Altus Private Counsel and Wellington-Altus USA. Your duties will include assessing regulatory compliance through document reviews and collaborating with multiple departments. This position is ideal for those looking to make a significant impact on compliance processes in the financial sector.
Key Responsibilities:
• Conduct regulatory compliance reviews of documents
• Monitor high-risk accounts and prepare reports
• Review outside business activities and personal trade monitoring
• Work with Compliance, Audit, and Advisory teams
• Assist in creating compliance training materials
Requirements:
• Bachelor's degree in a relevant field
• Invest...