Compliance and Regulatory Reporting Analyst

5paisa · Thane, Maharashtra, India

Location
Thane
Job Type
Full-time
Posted
June 20, 2026

Job Description

Job Description – Compliance & Regulatory Reporting (Technology & Cyber Compliance)

Department: Compliance


Role Objective:

To ensure timely, accurate, and compliant execution of all regulatory reporting, audits, and submissions to Stock Exchanges and internal stakeholders, in line with SEBI regulations and Exchange/ Depository guidelines.


Key Responsibilities: Regulatory Reporting & Submissions

  • Manage and ensure timely submission of various regulatory reports to all Stock Exchanges/ Depositories:
  • Coordinate with internal teams to gather accurate data for regulatory filings.
  • Maintain Compliance Calendar for all regulatory submissions and audit timelines.
  • Maintain MIS and Audit Trail for the submissions.


Audit Management & Compliance Monitoring

  • Coordinate and oversee completion of:<...

Ready to Apply?

Submit your application for Compliance and Regulatory Reporting Analyst at 5paisa

Apply Now