Compliance Auditor

Overview

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems. This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

Department: Compliance

Location: Leeds

Responsibilities

• Execute the internal audit programme in line with the Compliance Monitoring Plan.
• Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
• Develop and maintain the Internal Audit Procedure and supporting ...