Compliance Executive (Vice President)

Compliance & Money Laundering Reporting Officer

Compliance Officer

• Liaising with the regulator for compliance‑related matters.
• Keeping up to date with the relevant regulatory rules, regulations and requirements.
• Review and draft of compliance and internal control procedures and ensure that they are in adherence with compliance manuals and all applicable legislation.
• Ensuring that the Compliance Manual and related documents are kept up‑to‑date.
• Providing guidance (and assistance where relevant) to senior management and employees on regulatory compliance matters.
• Administering policies related to managing conflict of interests, personal account transactions, use of marketing material, etc.
• Overseeing staff awareness and training on compliance matters; providing necessary compliance‑related training and supporting the enhancement of compliance culture.
• Handling communications with the reg...