Compliance Manager – Financial Crime & Sanctions - FTC

Job description

Compliance Manager – Financial Crime & Sanctions - FTC



The Compliance Manager supports the operation of a risk based compliance framework, providing independent second line oversight and challenge on compliance and financial crime risks. The role also acts as the senior lead for Data and Personal Data, supporting the Data Protection Officer (DPO).



Key responsibilities

Provide second line advice and challenge on financial crime and sanctions risks, primarily AML, CTF, CPF and sanctions.

Review and challenge high?risk client onboarding and periodic reviews.

Conduct independent analysis of complex UK, EU and US sanctions cases and recommend appropriate actions.

Deliver compliance monitoring in line with the Compliance Plan.

Maintain and enhance the AML and sanctions compliance framework.

Support regulatory driven policy, process, and control change...