Compliance Officer

Location

Birmingham

Salary £45000 - £55000 TypePermanent WorkplaceHybrid Ref89849

Recruiter Managing This Role

Compliance Officer Northfield up to £55,000

This is an award winning financial planning and investment company that specialises in proving a wide range of services to private clients, corporations, HNW individuals and financial services professionals across the UK.

This company have an exciting opportunity to work alongside the Managing Director and wider SLT panel.

This role will be a vital part of the financial planning process supporting across multiple functions / stakeholders, ensuring operations are carried out correctly. 

Role Responsibilities

· Keep up to date with regulatory requirements and advise senior management of any changes

· Compliance monitoring and reporting

· Checking client files for compliance

· Reporting to FCA

· Main...