Compliance Officer, Regulatory Compliance M/F

Types of Jobs - Compliance / Financial Security

Compliance Officer, Regulatory Compliance M/F

Permanent Contract

The Regulatory Compliance team is responsible for ensuring the Bank meets all applicable Singapore regulatory requirements across all areas including but not limited to licensing, staff dealing, cross-border requirements, accredited investors, controls and monitoring, etc.

Reporting to the Head of Regulatory Compliance, you will be responsible:

• To develop, implement and review the Compliance Monitoring programs (excluding AML Transaction monitoring) for the Bank so as to ensure that all employees understand all applicable in‑country legal and regulatory requirements governing their respective businesses.
• Conduct compliance reviews, including selling process reviews and identify gaps ...