Compliance Officer, Regulatory Compliance M/F

Indosuez Wealth Management · Singapore, Singapore, Singapore

Location

Singapore

Job Type

Permanent Contract

Posted

June 30, 2026

Job Description

Job summary
The Regulatory Compliance team is responsible for ensuring the Bank meets all applicable Singapore regulatory requirements across all areas including but not limited to licensing, staff dealing, cross border requirements, accredited investors, controls and monitoring, etc.
Reporting to the Head of Regulatory Compliance, you will be responsible:
To develop, implement and review the Compliance Monitoring programs (excluding AML Transaction monitoring) for the Bank so as to ensure that all employees understand all applicable in-country legal and regulatory requirements governing their respective businesses
Conduct compliance reviews including selling process reviews and identifygaps in the reviews and provide solutions to address those gaps
Provide regulatory advice to the business line, middle office and other relevant stakeholders
Provide training, support and guidance to the employees of the Bank on regulatory and compliance ma...
        

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