Compliance & Risk Management

Duties & Responsibilities

• Compliance - Responsible for day-to-day management of compliance matters, which includes (but is not limited to the following): ensure compliance with relevant MAS regulations as well as internal policies, stay abreast of relevant regulations, update compliance manual, implement compliance monitoring plan, regulatory filings, liaise with external compliance consultant, act as main point of contact with regulators, provide training to staff, advise management and business on compliance matters, provide interpretation of regulations, support onboarding of new relationships, conduct KYC/AML/CTF and sanctions assessment, internal and external audits.
• Risk management - Candidate will be responsible for firm-level and portfolio-level risk management. Scope of work includes (but not limited to the following): develop risk management framework, evaluate/manage risks in the business (eg. new business line, pro...