Financial Advisor Associate

The Financial Advisor Associate (FAA) works under a Financial Advisor (FA) to provide investment services that will help clients achieve their financial goals. The FAA will assist in prospecting new clients to grow the business and should remain current on industry trends.

• Engage with clients and prospects to identify their financial profile and provide clients with investment services that will align with their objectives and tolerance, and will help them achieve their financial goals.


• Maintain a thorough and current understanding of client needs and goals to make suitable recommendations and implement investment strategies in the client's best interest.


• Perform portfolio evaluations and monitor portfolio performance against client objectives.


• Collaborate with the Financial Advisor in prospecting new clients to grow the business through networking, referrals, and participation in industr...