Financial Operations and Compliance Manager

Operations Manager – Wealth Management
Role Overview:
We are seeking a detail-oriented and experienced Operations Manager to oversee operational, compliance, and administrative functions within our wealth management division. The ideal candidate should have hands-on experience in mutual fund operations, fund rebalancing, KYC processes, compliance, audits, vendor management, and RTA coordination, ensuring smooth day-to-day business functioning.
Key Responsibilities:
1.Manage and execute portfolio/fund rebalancing activities
-Coordinate with advisors and operations teams for timely adjustments
-Monitor performance and ensure alignment with clien

2. Mutual Fund KYC & Onboarding
-Oversee MF KYC processes (new and modification cases)
-Ensure compliance with SEBI / AMFI regulations
-Handle investor onboarding and documentation verification

3. Compliance & Regulatory Management
-Ensure adherence to all regulatory requirements
-Maintain proper...