Head of Central Compliance, Hong Kong

Jefferies · Hong Kong, Hong Kong, Hong Kong

Location

Hong Kong

Job Type

Full time

Posted

July 03, 2026

Job Description

Key Responsibilities
Provide strategic oversight and governance of regulatory reporting obligations, including Short Position Reporting and Disclosure of Interests, ensuring full compliance with applicable Hong Kong regulatory requirements.
Lead the coordination and management of regulatory enquiries, inspections, and investigations ( SFC Sections  and ), acting as the primary point of contact with regulators and ensuring timely, accurate responses.
Direct and enhance the firm’s compliance monitoring and testing framework, including surveillance of trading activities and implementation of robust control mechanisms to mitigate regulatory risks.
Oversee all Hong Kong regulatory licensing matters, including staff licensing applications, filings, annual returns, and maintenance of comprehensive licensing records, ensuring adherence to regulatory standards.
Establish and drive firm-wide compliance training strategy, including onboarding ...
        

Ready to Apply?

Submit your application for Head of Central Compliance, Hong Kong at Jefferies

Apply Now