Job Description
Job Description
A UK FCA-regulated trading company is seeking a seasoned Head of Compliance / MLRO to lead its compliance and AML functions. This is a senior leadership role responsible for maintaining a robust regulatory framework, ensuring adherence to FCA and AML requirements, and fostering a culture of compliance across all business areas. The successful candidate will act as the primary point of contact with regulators and senior management, ensuring the firm’s operations remain compliant, efficient, and well-governed.
Location: Hybrid – London
Responsibilities:
As a job title, your broad responsibilities will include but are not limited to:
Oversee the design, implementation, and maintenance of the firm’s Compliance Monitoring Programme.
Act as the company’s FCA liaison, managing all regulatory communications and filings.
Prepare and present quarterly compliance an...