Manager, Compliance

This role will be responsible for supporting the Company's compliance and conduct risk management framework through the execution of misconduct investigations, compliance quality assurance reviews, customer complaint oversight, regulatory inspection coordination, and fraud audit support. The role ensures compliance with applicable laws, regulations, and internal policies while promoting a strong culture of integrity, accountability, and ethical conduct across the organization. The incumbent works closely with internal stakeholders, regulators, and regional compliance teams to identify, assess, and mitigate compliance and conduct risks, provide training and awareness, and support the continuous enhancement of the Company's compliance control environment.

**Position Responsibilities:**

**Misconduct Investigation**

+ Lead and conduct misconduct investigations in accordance with established procedures and agreed timelines.
+ Prepare and present investigation f...