Manager, Governance & Control – Wealth Management

Ensure Wealth Management business compliance with all applicable regulatory requirements and internal control frameworks proactively identify and mitigate risks and enhance the operational efficiency effectiveness and control environment of the business.

• Design and maintain controls and processes to ensure WM compliance with applicable regulatory requirements (CBUAE SCA etc.).
• Lead dissemination and implementation of regulatory requirements across WM in coordination with Compliance Governance HR and Frontline teams.
• Act as the primary WM liaison with internal stakeholders including Compliance Shariah ORM CPR and BORM.
• Conduct regulatory gap analyses and drive process updates arising from regulatory business or annual reviews.
• Oversee closure of all internal and external audit actio...