Manager, Personal Financial Services (Business Compliance)

Job Purpose Summary

• Responsible for PFS first line of defense in line with the Compliance 3 lines of defense model.
• Ensure PFS Compliance is aligned with Group Compliance framework, initiatives and activities that are in line with HLB’s strategic direction on regulatory and global standards.
• Responsible for advising and supporting respective business units within PFS on compliance with regulatory requirements.
• Responsible on governance of implementation of regulatory compliance within PFS.

Functional (job responsibilities)

Policy, Framework, and Governance

• Design, lead, implement and maintain HLB’s Compliance frameworks, ensuring policies and procedures are regularly reviewed and updated to align with legal, regulatory requirements, and internal standards/risk appetites for the assigned portfolio and serve as a subject matter expert.
• Drive initiatives to revise existing or adopt new ...