Location
makati
Job Type
Full-time
Posted
June 06, 2026
Job Description
Job Summary
- This role is responsible for providing support to Wealth Management Group (WMG) to ensure efficiency and effectiveness of compliance, risk management and internal control. Functions also include budget planning & monitoring, reportorial requirements, and other administrative & support functions.
How will you contribute?
- Act as alternate Deputy Compliance Officer or Compliance point of contact for Wealth Management divisions to ensure compliance on risk, regulatory and governance requirements of all WMG Divisions.
- Conduct monitoring of document deficiencies related to onboarding and financial transactions to ensure that these are properly managed, tracked and closed.
- Performs account reviews for alerted transactions of WMG clients.
- Ensures timely completion and submission of the reportorial requirements of the group.
- Acts as alternate verifier or alternate maker for product code def...