Job Description
Senior Compliance Monitoring Executive
Location: Canterbury (Hybrid Working)
Job Type: Full-time, Permanent
Salary: £40,000 – £50,000 (dependent on experience)
About the Role
We are seeking a highly motivated and detail-oriented Senior Compliance Monitoring Executive to join the Technical & Quality Assurance team.
This is a first-line advice quality role, focused specifically on the Financial Planning process. You will be responsible for reviewing and assessing suitability reports and technical research, ensuring the highest standards of advice quality and regulatory compliance are maintained.
Importantly, this is not a generalist compliance position. The role centres on reviewing the work of Paraplanners and Financial Planners, making it particularly well suited to an experienced Paraplanner or Senior Paraplanner looking to move into a more technical, supervisor...
Ready to Apply?
Submit your application for Senior Compliance Monitoring Executive - Canterbury at Blakemore Recruitment
Apply Now