Job Description
Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street’s Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions.
REVIEWING WORK AND ASSISTING TEAM SUPERVISOR
Point of expertise for complex breach analysis
Review all reporting produced by the Associates
Liaises with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery
Performs special projects and other tasks as assigned by the Team Supervisor
Assists Team Supervisor in implementing new procedures and controls
Maintaining and fostering a team environment
MONITORING INVESTMENT COMPLIANCE
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