Senior Specialist, Compliance

Business Segment: Insurance & Asset Management

Company: STANLIB Asset Management (Pty) Ltd

Location: ZA, GP, Johannesburg, 17 Melrose Boulevard

To execute Investment Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.

Qualifications

Type of Qualification: Degree in Finance, Investment management, Accounting/Auditing, Financial Risk Management or equivalent

Field of Study: Business Commerce

Experience Required

• Experience in pre and post trade investment compliance.
• Coding of rules on investment compliance systems.
• Engaging portfolio managers and regulatory authorities.
• Reporting to clients and various govern...