Location
St. Cloud
Job Type
Full-time
Posted
June 04, 2026
Job Description
We’re seeking a Supervision Specialist to join our team and help ensure compliance and operational excellence. This role offers an opportunity to leverage your industry expertise as a registered principal while supporting financial professionals and safeguarding firm standards. Ideal candidates are self-motivated with strong critical-thinking and communication skills, detail-oriented, and thrive in fast-paced, time-sensitive environments. A strong understanding of the financial services industry, including products and regulations, is essential.
What you will do:
Reporting directly to the Supervision Team Manager, you will focus on principal review, business oversight, and related tasks, including but not limited to: