Sr Director, Investment Compliance

Design, implement, and maintain a comprehensive compliance program for investment advisory activities over the general account in alignment with the National Association of Insurance Commissioners (NAIC) Investments of Insurers Model Act, Iowa Code Chapters 508/511, and New York Insurance Law.

Establish and maintain written policies and procedures covering investment advisory, portfolio management, trading, conflicts of interest, personal trading, material nonpublic information (MNPI), information barriers, and post-trade compliance.

Provide independent compliance oversight to ensure adherence to applicable laws, regulations, and internal policies.

Oversee and evaluate compliance monitoring and testing activities across investment functions, including the annual review of the derivatives use plan.

Identify, escalate, and track remediation of compliance ...