Location
Lone Tree
Job Type
Full-time
Posted
June 29, 2026
Job Description
**Your opportunity**
**Our Opportunity:**
Margin Services protects the firm from risk exposure by monitoring accounts to ensure compliance with FINRA, SRO and Schwab rules and regulations. Margin Services imposes trading restrictions on accounts for trade settlement violations. Margin services reviews money due, stock due and various risk reports. We handle inquiries from both internal and external clients regarding buying power, funds available and day trading.
**What you’ll do:**
+ Resolve margin-related issues with both internal and external clients.
+ Monitor and resolve margin calls, resolution of debit balances and short positions.
+ Explain and apply industry rules, regulations and policies.
+ Enforce regulations and restrictions.
+ Analyze credit, trade, cashiering reports to mitigate risk.
+ Take inbound telephone calls from internal employees, external clients, and make outbound calls as appropr...
**Our Opportunity:**
Margin Services protects the firm from risk exposure by monitoring accounts to ensure compliance with FINRA, SRO and Schwab rules and regulations. Margin Services imposes trading restrictions on accounts for trade settlement violations. Margin services reviews money due, stock due and various risk reports. We handle inquiries from both internal and external clients regarding buying power, funds available and day trading.
**What you’ll do:**
+ Resolve margin-related issues with both internal and external clients.
+ Monitor and resolve margin calls, resolution of debit balances and short positions.
+ Explain and apply industry rules, regulations and policies.
+ Enforce regulations and restrictions.
+ Analyze credit, trade, cashiering reports to mitigate risk.
+ Take inbound telephone calls from internal employees, external clients, and make outbound calls as appropr...
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Submit your application for Sr Specialist, Margin Services at Charles Schwab
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