Supervisory Principal Consultant

Lincoln Financial Group · Florence, South Carolina, United States

Location

Florence

Job Type

Full-time

Posted

July 02, 2026

Job Description

What you'll be doing

Reviewing and approving high-volume supervision items, including non-cash compensation (credit cards, check requests) and Logoed related orders

Monitoring gift & entertainment activity for policy, strategic firm and regulatory compliance

Conducting surveillance of email, text, and social media communications

Responding to field inquiries and providing clear, practical supervision guidance

Conducting annual interviews and training sessions with registered representatives

Identifying and escalating potential risks, applying sound, business-aware judgment

Contributing to or lead SME areas (, NCC, communications, marketing, registration, complaints)

Partnering with Compliance (2nd line) and Field Assurance (3rd line) to ensure effective oversight

Delivering fast, accurate supervision in a high-volume environment

Identifying risks early...

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