Team Lead, Compliance (AML & Regulatory Advisory)

Our client is a well-established international financial services group with a strong reputation for market stability and progressive wealth management solutions. They focus on delivering comprehensive advisory services while fostering a collaborative environment aimed at professional growth.

• Oversee and enhance the anti-money laundering and financial crime monitoring architecture, including transaction surveillance and comprehensive risk assessments.
• Deliver specialized regulatory guidance to internal business divisions regarding distribution practices and market conduct.
• Conduct comprehensive gap analyses, regulatory charting, and compliance attestations to ensure robust internal controls.
• Investigate potential market misconduct cases and manage resolution procedures for internal and external complaints.
• Partner with senior leadership to execute key risk management operations, inc...