Vice President, Enforcement Senior Advisor & Operations

Reporting to the EVP of Enforcement, serves as a trusted thought leader, helping to shape Enforcement's strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational, policy, and regulatory matters while acting as the EVP's delegate in mission-critical situations. Leads teams and functions that support Enforcement's core operations, enabling the senior management team to effectively advance FINRA's regulatory mission and convey Enforcement and Regulatory Operations strategic priorities. Operates with significant autonomy and decision-making authority within delegated areas, driving innovation and operational effectiveness across the organization.

Essential Job Functions:

• Serve as a strategic partner and thought leader to the EVP, operating as a trusted advisor on matters o...