Vice President / Manager, Compliance (Asset Management)

Mandurah Consultancy · Hong Kong, Hong Kong Island, Hong Kong

Location

Hong Kong

Job Type

Full-time

Posted

July 05, 2026

Job Description

Description:
 : Our client is a sizable and listed financial institution with HQs based in China. They provide a full range of financial services in Hong Kong and is licensed by SFC for activities of Type 1, 2, 4, 5, 6 & 9.
Report to Group Head of Compliance and manage all compliance issues for the sector of Asset Management
Liaise with HKEX, SFC and relevant regulatory bodies for queries and requests
Identify and evaluate compliance risks of the operations and business activities as well as provide professional advice to the BUs to ensure all activities / processes are in compliance with regulations and internal policies
Keep abreast of updated regulations and take initiative approach to advise the updates and drive for necessary changes to the BUs and departments
Review compliance policies, procedures and manuals for the BUs with effective measurements for internal control purpose
Undertake ad hoc assignments...
        

Ready to Apply?

Submit your application for Vice President / Manager, Compliance (Asset Management) at Mandurah Consultancy

Apply Now